Chapter 6: Global Regulatory Frameworks and Industry Collaboration

In this section

• Cross-Border Ethical Standards and Investor Protection
  Cross-Border Ethical Standards and Investor Protection (CFA Level 1): Global Nature of Financial Markets, Importance of Standardized Ethical Conduct, and Major International Frameworks and Agreements. Key definitions, formulas, and exam tips.
• Coordinating Bodies and Their Roles in Finance
  Coordinating Bodies and Their Roles in Finance (CFA Level 1): Test Your Knowledge: Global Coordinating Bodies and Financial and Which of the following best describes the role. Key definitions, formulas, and exam tips.
• International Legal Environments and Ethical Implications
  International Legal Environments and Ethical Implications (CFA Level 1): Civil Law Systems, Common Law Systems, and Religious Law Systems. Key definitions, formulas, and exam tips.
• Technology-Driven Regulation and Ethical Challenges
  Technology-Driven Regulation and Ethical Challenges (CFA Level 1): Which of the following best describes RegTech? and Which cybersecurity measure is most critical for ensuring. Key definitions, formulas, and exam tips.
• Integrating Local Customs with Global Ethics
  Integrating Local Customs with Global Ethics (CFA Level 1): Role of Cultural Values and Local Customs and Honoring Local Traditions Without Compromising Principles. Key definitions, formulas, and exam tips.
• Strategies for Harmonizing Diverse Regulatory Regimes
  Strategies for Harmonizing Diverse Regulatory Regimes (CFA Level 1): Challenges of Divergent Regulatory Regimes, Strategies for Harmonization, and Aligning Internal Rules to the Most Stringent Standards. Key definitions, formulas, and exam tips.
• Future Trends in Global Regulation (Added Topic)
  Future Trends in Global Regulation (Added Topic) (CFA Level 1): Key Global Macro Trends, Emergence of Principle-Based Regulation, and Diagram: Rules vs. Principles. Key definitions, formulas, and exam tips.